Business Information

 

Business standards

• DAIF Manual (doc - 1 MB)

Money laundering prevention

• Money Laundering Prevention Policies and Procedures (doc - 1 MB)
• Confirmation of verification of identity form - corporate (pdf - 36 KB)
• Confirmation of verification of identity form - individual (pdf - 35 KB)
• Additional KYC form - post sale use only (doc - 32 KB)

Literature

• Terms of Commission for Advisers (pdf - 123 KB)
• Adviser Agency Terms of Business (W1726) (pdf - 217 KB)
• Contract Enquiry Information Guide (pdf - 60 KB)
• Commission Run Times (pdf - 83 KB)
• Adviser - Personal Guarantee form (pdf - 53 KB)

Letter of authority transfer forms

• Letter of Authority Transfer without Renewal Commission (pdf - 22 KB)
• Letter of Authority Transfer with Renewal Commission (pdf - 21 KB)

To aid us in processing a transfer of policyholder to your agency please provide us with the following:

• Legal & General agency number
• Agency name and address
• Policy numbers
• Policy holders name and address
• Policy holders date of birth
• Policy holders signature

Change of agency requests should be sent to:

Legal & General Assurance Society
Agent Remuneration (Commissions)
Knox Court
Cardiff
CF24 0TL